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IEC 62061

IEC 62061

Functional Safety of Safety-related Control Systems for Machinery

IEC 62061 applies IEC 61508 functional safety principles to the machinery sector using SIL 1-3 language. It is the SIL-based alternative to ISO 13849 (PL-based), both harmonized under the EU Machinery Directive 2006/42/EC and the upcoming Machinery Regulation 2023/1230. This page covers SRECS design, SILCL, architectural constraints, the SIL determination route, and the Edition 2 (2021) changes.

Document structure

IEC 62061:2021

Safety of machinery — Functional safety of safety-related control systems

Single-part standard. Defines the SRECS (Safety-Related Electrical Control System), the SIL 1-3 framework for machinery, PFHD targets, architectural constraints (HFT + SFF + DC), common-cause failure scoring, and software requirements adapted from IEC 61508-3. Edition 2 (2021) restructured the document to align with ISO 13849-1 and IEC 61508 Edition 2.

IEC TR 63074 (companion)

Security aspects related to functional safety of safety-related control systems

Technical report linking IEC 62061 / ISO 13849 to IEC 62443 cybersecurity — how to keep a security threat from defeating a machinery safety function.

Key concepts

Safety-Related Electrical Control System(SRECS)
The IEC 62061 term for the safety control system of a machine. Equivalent to SRP/CS in ISO 13849 (different vocabulary, similar scope). Covers electrical, electronic, and programmable electronic safety functions, decomposed into subsystems (e.g. input / logic / output).
Safety Integrity Level + Claim Limit(SIL / SILCL)
Same scale as IEC 61508 SIL but capped at SIL 3 for machinery (SIL 4 has no practical application in a single-machine context). SILCL is the maximum SIL a subsystem may claim given its architectural constraints (HFT + SFF). The SRECS achieves the lowest SILCL of any subsystem in the function chain, provided the summed PFHD meets the target.
Probability of dangerous Failure per Hour(PFHD)
Same metric as ISO 13849. SIL 1: 10⁻⁶ ≤ PFHD < 10⁻⁵. SIL 2: 10⁻⁷ ≤ PFHD < 10⁻⁶. SIL 3: 10⁻⁸ ≤ PFHD < 10⁻⁷. Machinery safety functions are high-demand, so PFHD — not PFDavg — is the governing metric.
Subsystem & subsystem element
The SRECS is broken into subsystems (sensor / logic / final element). Each subsystem has its own SILCL and PFHD. The system PFHD is the sum of subsystem PFHD values; the system SILCL is the minimum of the subsystem SILCLs. This decomposition is the heart of a 62061 calculation.
Architecture A, B, C, D
IEC 62061 defines 4 reference architectures, broadly equivalent to ISO 13849's Cat B/1/2/3/4 but expressed as A-D. Each combines hardware fault tolerance and diagnostic coverage and ships with a simplified PFHD formula (Annex D).
Hardware Fault Tolerance & Safe Failure Fraction(HFT / SFF)
Architectural constraints inherited from IEC 61508-2. HFT = number of faults a subsystem tolerates while still performing the safety function; SFF = fraction of failures that are safe or detected-dangerous. The HFT/SFF pair sets the maximum SILCL a subsystem may claim, independent of its calculated PFHD.
Diagnostic Coverage(DC)
Fraction of dangerous failures revealed by built-in diagnostics. For SIL 3 (architecture D) a cross-monitored dual channel must reach DC > 99 %. DC directly reduces the effective dangerous failure rate used in the PFHD calculation.
Common Cause Failure scoring(CCF / β)
62061 uses an Annex-F checklist (separation, diversity, environment, competence…) scored to a β factor (typically 5-10 %). Like ISO 13849 it gates whether redundancy may be credited: redundant channels that fail to the same cause defeat the architecture.
Required SIL determination (risk assessment)
The target SIL comes from the machine risk assessment per ISO 12100. Edition 1 (2005) offered an informative scoring method — Severity Se × Class Cl, where Cl = Frequency Fr + Probability Pr + Avoidance Av. Edition 2 (2021) defers risk estimation to ISO 12100 and harmonizes with the ISO 13849 PLr route.
Functional Safety Plan(FSP)
62061 requires a documented plan covering the SRECS lifecycle: requirements specification, design, integration, verification, validation, change management and competence. The machinery equivalent of the IEC 61508 / 61511 functional safety management discipline.
Proof test interval(T1)
Periodic functional test that restores a subsystem to 'as good as new'. Even in high-demand mode the proof-test interval and the lifetime (mission time) affect the credited reliability of components that are not continuously diagnosed.

Notes & guidance

When to choose IEC 62061 vs ISO 13849

Both are harmonized under the EU Machinery Directive 2006/42/EC. Both cover the safety control system of a machine. Applied correctly, they deliver the same level of risk reduction. The choice is mostly about vocabulary and tooling:

AspectISO 13849-1IEC 62061
VocabularyPL a-e, Categories B/1/2/3/4SIL 1-3, Architectures A-D
OriginMechanical engineering tradition (ex-EN 954-1)IEC 61508 machinery adaptation
ModeHigh demand only (PFHD)High demand only (PFHD)
SoftwareSimplified treatmentFull IEC 61508-3 software requirements
Component certificationWide (Pilz, Sick, Schmersal libraries)Wide (overlaps with IEC 61508)
Designer toolSISTEMA (free, IFA)Spreadsheet calculators, SISTEMA support
Best fitStandard machinery (assembly lines, conveyors, presses)Complex machinery with significant programmable-electronic content

In practice: ISO 13849 dominates Europe for typical machinery. IEC 62061 is preferred when:

  1. The machine has substantial embedded software logic (complex programmable safety controllers — the IEC 62061 software requirements, taken from IEC 61508-3, are more rigorous).
  2. The vendor wants to leverage existing IEC 61508 component certifications without rework.
  3. The machine sits at the boundary between machinery and process industry (e.g. a packaging machine in a chemical plant) where SIL language matches the rest of the plant’s safety functions.

How the required SIL is determined

62061 does not invent its own risk-assessment universe — the target SIL is derived from the machine risk assessment per ISO 12100. Edition 1 (2005) shipped an informative scoring method that many engineers still recognise:

Required SIL = f( Severity Se , Class Cl )
   Cl = Fr (frequency/duration of exposure)
      + Pr (probability of the hazardous event)
      + Av (probability of avoiding/limiting harm)

Severity Se (1-4) is read against the class Cl (3-15) in a lookup table to give SIL 1, 2, 3 — or “OM / other measures” for low risk. Edition 2 (2021) defers the estimation itself to ISO 12100 and keeps the result harmonized with the ISO 13849 PLr route, so a design team can move between PLr a-e and SIL 1-3 without re-running the hazard analysis.

The 4 architectures

IEC 62061 simplifies architectures into 4 classes, each with a closed-form PFHD formula:

ArchDescriptionEquivalent ISO 13849
ASingle channel, no diagnosticsCat B / 1
BSingle channel with diagnostics (test before use)Cat 2
CRedundant channels (1oo2), no diagnosticsCat 3 (partial)
DRedundant channels with cross-monitoring + diagnosticsCat 3 / Cat 4

For SIL 3 (the typical maximum in machinery), architecture D is required: dual channel with cross-monitoring achieving DC > 99 %.

Decomposing the SRECS into subsystems

A 62061 calculation is a subsystem exercise, not a single number:

  1. Split the safety function into sensor → logic → final element subsystems.
  2. For each subsystem, establish its SILCL (from HFT + SFF) and its PFHD (from the architecture formula, component failure rates, DC, β and the proof-test/mission time).
  3. The system PFHD is the sum of subsystem PFHD values — it must stay inside the target SIL band.
  4. The system SILCL is the minimum SILCL across the subsystems — a SIL 3 logic solver behind a SILCL 2 sensor can only ever claim SIL 2.

This is why a single weak link (a non-redundant position switch, an under-diagnosed output stage) caps the whole function regardless of how good the PLC is. The FIT ↔ MTBF and PFD ↔ SIL calculators in our tools section help sanity-check each subsystem before the full architectural roll-up.

Architectural constraints: HFT + SFF + DC

Like IEC 61508-2, 62061 caps the claimable SILCL by hardware fault tolerance and safe failure fraction — the PFHD number alone is never sufficient:

SFFHFT = 0 (1oo1)HFT = 1 (1oo2 / 2oo3)
< 60 %not allowedSILCL 1
60-90 %SILCL 1SILCL 2
90-99 %SILCL 2SILCL 3
≥ 99 %SILCL 3SILCL 3

A subsystem must satisfy both the PFHD target and this constraint table. High SFF comes from diagnostics, so DC and SFF are tightly linked.

Systematic safety and software

Beyond random hardware failure (the PFHD number), 62061 demands control of systematic failures — design errors, specification gaps, software bugs:

  • Software follows an IEC 61508-3-derived V-model, with technique selection scaling by SIL (defensive programming, modular structure, static analysis, structured testing).
  • Configuration of pre-certified safety controllers (Pilz PNOZmulti, Siemens S7-1500F, Sick Flexi Soft) is treated as application programming, lighter than full embedded development but still inside the safety plan.
  • Change management, verification and validation, and documented competence are mandatory — the same functional-safety-management discipline as IEC 61511, scaled to machinery.

Edition 2 (2021) — what changed

The 2021 revision was substantial, not cosmetic:

  • Restructured to align with ISO 13849-1 and IEC 61508 Edition 2 — shared terminology and a parallel design flow reduce friction between the two machinery routes.
  • Risk estimation deferred to ISO 12100 rather than mandating an internal method.
  • Clarified subsystem design, SILCL and the CCF checklist, and modernised the software clauses.
  • Confirmed scope as the electrical, electronic and programmable electronic safety control of machinery — non-electrical technologies (hydraulic, pneumatic, mechanical) remain with ISO 13849.

Joint convergence work (on hold)

ISO and IEC started a joint project — IEC/ISO 17305 — to merge ISO 13849 and IEC 62061 into a single standard. It was suspended around 2015 over unresolved methodological differences. As of 2026 both standards remain active and both will continue to be harmonized under the Machinery Regulation (EU) 2023/1230, which replaces the 2006 Directive from January 2027.

For practitioners: pick one, document the choice in your Safety Requirements Specification, and stick with it for the whole machine. Mixing approaches on the same SRECS creates documentation nightmares.

Applicable industries

  • Industrial machinery (machine tools, presses, robots)
  • Packaging and converting machines
  • Material handling (cranes, conveyors, AGVs)
  • Process machinery (mixers, separators, centrifuges)
  • Mining and quarrying machinery
  • Food and beverage processing equipment

References & further reading